Google FCA Authorisation - Broken

FCA registers rise in “Passporting In” notifications from EU firms in Q4 FY2018/19 - FinanceFeeds

Thu, 05/30/2019 - 07:00
FCA registers rise in “Passporting In” notifications from EU firms in Q4 FY2018/19  FinanceFeeds

There was an increase in Passporting In notifications from EU firms looking to take advantage of the Temporary Permissions Regime. The UK Financial Conduct ...

Raphaels fined £1.9m by FCA and PRA for outsourcing mismanagement - Fintech Futures

Thu, 05/30/2019 - 07:00
Raphaels fined £1.9m by FCA and PRA for outsourcing mismanagement  Fintech Futures

The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have fined R. Raphael & Sons for failing to manage its outsourcing ...

FCA approves LME's plan to slow down gold traders - Financial News

Thu, 05/30/2019 - 07:00
FCA approves LME's plan to slow down gold traders  Financial News

The London Metal Exchange has won regulatory approval to slow down the fastest traders on its gold and silver futures market. The decision by the Financial ...

7IM confirms new CEO after Tom Sheridan departure - Money Marketing

Thu, 05/30/2019 - 07:00
7IM confirms new CEO after Tom Sheridan departure  Money Marketing

The FCA has approved the appointment of former Barclays managing director Dean Proctor as chief executive of Seven Investment Management.

Financial services investigations and enforcement monthly round-up - May 2019 - Lexology

Thu, 05/30/2019 - 07:00
Financial services investigations and enforcement monthly round-up - May 2019  Lexology

As the FCA continues to promote a fairer sector, a number of firms and individuals have come under scrutiny. Here we unravel the key facts of these…

FCA registers rise in “Passporting In” notifications from EU firms in Q4 FY2018/19 - FinanceFeeds

Thu, 05/30/2019 - 07:00
FCA registers rise in “Passporting In” notifications from EU firms in Q4 FY2018/19  FinanceFeeds

There was an increase in Passporting In notifications from EU firms looking to take advantage of the Temporary Permissions Regime. The UK Financial Conduct ...

Raphaels fined £1.9m by FCA and PRA for outsourcing mismanagement - Fintech Futures

Thu, 05/30/2019 - 07:00
Raphaels fined £1.9m by FCA and PRA for outsourcing mismanagement  Fintech Futures

The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have fined R. Raphael & Sons for failing to manage its outsourcing ...

Financial services investigations and enforcement monthly round-up - May 2019 - Lexology

Thu, 05/30/2019 - 07:00
Financial services investigations and enforcement monthly round-up - May 2019  Lexology

As the FCA continues to promote a fairer sector, a number of firms and individuals have come under scrutiny. Here we unravel the key facts of these…

7IM confirms new CEO after Tom Sheridan departure - Money Marketing

Thu, 05/30/2019 - 07:00
7IM confirms new CEO after Tom Sheridan departure  Money Marketing

The FCA has approved the appointment of former Barclays managing director Dean Proctor as chief executive of Seven Investment Management.

Raphaels fined £1.9m by FCA and PRA for outsourcing mismanagement - Fintech Futures

Thu, 05/30/2019 - 07:00
Raphaels fined £1.9m by FCA and PRA for outsourcing mismanagement  Fintech Futures

The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have fined R. Raphael & Sons for failing to manage its outsourcing ...

FCA registers rise in “Passporting In” notifications from EU firms in Q4 FY2018/19 - FinanceFeeds

Thu, 05/30/2019 - 07:00
FCA registers rise in “Passporting In” notifications from EU firms in Q4 FY2018/19  FinanceFeeds

There was an increase in Passporting In notifications from EU firms looking to take advantage of the Temporary Permissions Regime. The UK Financial Conduct ...

7IM confirms new CEO after Tom Sheridan departure - Money Marketing

Thu, 05/30/2019 - 07:00
7IM confirms new CEO after Tom Sheridan departure  Money Marketing

The FCA has approved the appointment of former Barclays managing director Dean Proctor as chief executive of Seven Investment Management.

Raphaels fined £1.9m by FCA and PRA for outsourcing mismanagement - Fintech Futures

Thu, 05/30/2019 - 07:00
Raphaels fined £1.9m by FCA and PRA for outsourcing mismanagement  Fintech Futures

The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have fined R. Raphael & Sons for failing to manage its outsourcing ...

FCA registers rise in “Passporting In” notifications from EU firms in Q4 FY2018/19 - FinanceFeeds

Thu, 05/30/2019 - 07:00
FCA registers rise in “Passporting In” notifications from EU firms in Q4 FY2018/19  FinanceFeeds

There was an increase in Passporting In notifications from EU firms looking to take advantage of the Temporary Permissions Regime. The UK Financial Conduct ...

FCA approves LME's plan to slow down gold traders - Financial News

Thu, 05/30/2019 - 07:00
FCA approves LME's plan to slow down gold traders  Financial News

The London Metal Exchange has won regulatory approval to slow down the fastest traders on its gold and silver futures market. The decision by the Financial ...

Raphaels fined £1.9m by FCA and PRA for outsourcing mismanagement - Fintech Futures

Thu, 05/30/2019 - 07:00
Raphaels fined £1.9m by FCA and PRA for outsourcing mismanagement  Fintech Futures

The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have fined R. Raphael & Sons for failing to manage its outsourcing ...

FCA registers rise in “Passporting In” notifications from EU firms in Q4 FY2018/19 - FinanceFeeds

Thu, 05/30/2019 - 07:00
FCA registers rise in “Passporting In” notifications from EU firms in Q4 FY2018/19  FinanceFeeds

There was an increase in Passporting In notifications from EU firms looking to take advantage of the Temporary Permissions Regime. The UK Financial Conduct ...

FCA approves LME's plan to slow down gold traders - Financial News

Thu, 05/30/2019 - 07:00
FCA approves LME's plan to slow down gold traders  Financial News

The London Metal Exchange has won regulatory approval to slow down the fastest traders on its gold and silver futures market. The decision by the Financial ...

FCA extends Temporary Permission Regime deadline - Actuarial Post

Wed, 05/29/2019 - 18:44
FCA extends Temporary Permission Regime deadline  Actuarial Post

The FCA has confirmed the deadline for notifications for the temporary permissions regime (TPR) will be extended to the end of 30 October 2019. TPR would ...

FCA extends Temporary Permission Regime deadline - Actuarial Post

Wed, 05/29/2019 - 18:44
FCA extends Temporary Permission Regime deadline  Actuarial Post

The FCA has confirmed the deadline for notifications for the temporary permissions regime (TPR) will be extended to the end of 30 October 2019. TPR would ...

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