Google FCA Authorisation - Broken

Full Effectiveness of New EU Prospectus Regulation Requires New EEA Legends and Selling Restrictions - Lexology

Fri, 09/20/2019 - 14:14
Full Effectiveness of New EU Prospectus Regulation Requires New EEA Legends and Selling Restrictions  Lexology

On July 21, Regulation (EU) 2017/1129 (the “Prospectus Regulation”) came fully into force, repealing and replacing Directive 2003/71/EC, as amended…

Brexit Corporate Update - Regulations on the prospectus regime - Lexology

Fri, 09/20/2019 - 07:00
Brexit Corporate Update - Regulations on the prospectus regime  Lexology

The Prospectus (Amendment etc.) (EU Exit) Regulations 2019 (SI 2019/1234), which will amend the prospectus regime to ensure that it continues to operate ...

The strike that's driving the resistance in the US - Socialist Worker

Thu, 09/19/2019 - 15:24
The strike that's driving the resistance in the US  Socialist Worker

A mass strike over pay and jobs at General Motors has swept across the US— Gabby Thorpe says the dispute could inspire many more workers' struggles.

The strike that's driving the resistance in the US - Socialist Worker

Thu, 09/19/2019 - 15:24
The strike that's driving the resistance in the US  Socialist Worker

A mass strike over pay and jobs at General Motors has swept across the US— Gabby Thorpe says the dispute could inspire many more workers' struggles.

SM&CR Implementation: Third Mover Advantage - Top Tips from implementation projects - Lexology

Wed, 09/18/2019 - 11:47
SM&CR Implementation: Third Mover Advantage - Top Tips from implementation projects  Lexology

On 9 December 2019, the Senior Managers & Certification Regime (the SM&CR or the Regime) will be extended to the investment management industry and…

TPR Update - October Deadlines - Lexology

Wed, 09/18/2019 - 11:47
TPR Update - October Deadlines  Lexology

This briefing is relevant for all asset managers and AIFMs who intend to market UCITS/AIFs into the UK post Brexit which is currently expected to…

Adviser creates petition against SJP/CII qualification - www.professionaladviser.com

Wed, 09/18/2019 - 11:06
Adviser creates petition against SJP/CII qualification  www.professionaladviser.com

Trenkel Topping Group IFA Tom Matthieson has created a petition to encourage the CII and SJP to allow all members access to the qualification.

Private banking and wealth management in United Kingdom - Lexology

Wed, 09/18/2019 - 09:49
Private banking and wealth management in United Kingdom  Lexology

A structured guide to the legal and practical considerations for private banking and wealth management in United Kingdom, including licensing requirements, ...

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