Google FCA Authorisation - Broken

Revised Shareholder Rights Directive - What asset managers need to know for 10 June 2019 - Lexology

Thu, 06/06/2019 - 07:00
Revised Shareholder Rights Directive - What asset managers need to know for 10 June 2019  Lexology

The revised Directive 2007/36/EC (the Shareholder Rights Directive or SRD II) introduces new requirements on life insurers and asset managers to…

FCA-Renault merger collapse a blow for Goldman and its alumni network - sources - Reuters UK

Thu, 06/06/2019 - 07:00
FCA-Renault merger collapse a blow for Goldman and its alumni network - sources  Reuters UK

The collapse of merger talks between Fiat Chrysler Automobiles(FCA) and Renault marks a setback for a tight network of current and former Goldman Sachs' ...

FCA to regulate pre-paid funeral plans - COVER

Thu, 06/06/2019 - 07:00
FCA to regulate pre-paid funeral plans  COVER

The Treasury recently announced proposals to regulate pre-paid funeral plan providers under the Financial Conduct Authority (FCA), amid evidence of poor ...

FCA hires chair of the Financial Ombudsman Service - Mortgage Introducer

Wed, 06/05/2019 - 16:20
FCA hires chair of the Financial Ombudsman Service  Mortgage Introducer

The FCA has appointed Baroness Zahida Manzoor CBE as chair of the Financial Ombudsman *Service*, starting on 2 August, succeeding Sir Nicholas Montagu ...

FCA hires chair of the Financial Ombudsman Service - Mortgage Introducer

Wed, 06/05/2019 - 16:20
FCA hires chair of the Financial Ombudsman Service  Mortgage Introducer

The FCA has appointed Baroness Zahida Manzoor CBE as chair of the Financial Ombudsman *Service*, starting on 2 August, succeeding Sir Nicholas Montagu ...

FCA hires chair of the Financial Ombudsman Service - Mortgage Introducer

Wed, 06/05/2019 - 16:20
FCA hires chair of the Financial Ombudsman Service  Mortgage Introducer

The FCA has appointed Baroness Zahida Manzoor CBE as chair of the Financial Ombudsman *Service*, starting on 2 August, succeeding Sir Nicholas Montagu ...

FCA hires chair of the Financial Ombudsman Service - Mortgage Introducer

Wed, 06/05/2019 - 16:20
FCA hires chair of the Financial Ombudsman Service  Mortgage Introducer

The FCA has appointed Baroness Zahida Manzoor CBE as chair of the Financial Ombudsman *Service*, starting on 2 August, succeeding Sir Nicholas Montagu ...

Investment Management Update - Lexology

Wed, 06/05/2019 - 08:37
Investment Management Update  Lexology

General. Shareholder Rights Directive II: new rules in force on 10 June 2019. The Financial Conduct Authority (FCA) has published a policy statement (PS19/13) ...

Crowdfunding: FCA confirms new rules for P2P platforms - Lexology

Wed, 06/05/2019 - 07:00
Crowdfunding: FCA confirms new rules for P2P platforms  Lexology

On 4th June 2019 the Financial Conduct Authority (the “FCA”) published final rules for peer-to-peer (or P2P) lending platforms. The new rules are the result of ...

Investment Management Update - Lexology

Wed, 06/05/2019 - 07:00
Investment Management Update  Lexology

General. Shareholder Rights Directive II: new rules in force on 10 June 2019. The Financial Conduct Authority (FCA) has published a policy statement (PS19/13) ...

Investment Management Update - Lexology

Wed, 06/05/2019 - 07:00
Investment Management Update  Lexology

General. Shareholder Rights Directive II: new rules in force on 10 June 2019. The Financial Conduct Authority (FCA) has published a policy statement (PS19/13) ...

Crowdfunding: FCA confirms new rules for P2P platforms - Lexology

Wed, 06/05/2019 - 07:00
Crowdfunding: FCA confirms new rules for P2P platforms  Lexology

On 4th June 2019 the Financial Conduct Authority (the “FCA”) published final rules for peer-to-peer (or P2P) lending platforms. The new rules are the result of ...

Crowdfunding: FCA confirms new rules for P2P platforms - Lexology

Wed, 06/05/2019 - 07:00
Crowdfunding: FCA confirms new rules for P2P platforms  Lexology

On 4th June 2019 the Financial Conduct Authority (the “FCA”) published final rules for peer-to-peer (or P2P) lending platforms. The new rules are the result of ...

Crowdfunding: FCA confirms new rules for P2P platforms - Lexology

Wed, 06/05/2019 - 07:00
Crowdfunding: FCA confirms new rules for P2P platforms  Lexology

On 4th June 2019 the Financial Conduct Authority (the “FCA”) published final rules for peer-to-peer (or P2P) lending platforms. The new rules are the result of ...

Summary UK TPR update - Lexology

Tue, 06/04/2019 - 07:00
Summary UK TPR update  Lexology

This means that any fund managers who have not already submitted a TPR notification now have until 30 October 2019 to do so. The notification…

FCA and PRA jointly fine Raphaels Bank for outsourcing failure - Lexology

Tue, 06/04/2019 - 07:00
FCA and PRA jointly fine Raphaels Bank for outsourcing failure  Lexology

R. Raphael & Sons plc (Raphaels) has received fines totalling £1887252 from the FCA and PRA for repeated failings in relation to inadequate systems…

MPs to probe FCA work on mortgage prisoners - FT Adviser

Tue, 06/04/2019 - 07:00
MPs to probe FCA work on mortgage prisoners  FT Adviser

A group of MPs is set to scrutinise how decisions made by the Financial Conduct Authority have affected so called mortgage prisoners as part of a new inquiry.

FCA-Renault bid clears French hurdles as board meets, report says - Automotive News Europe

Tue, 06/04/2019 - 07:00
FCA-Renault bid clears French hurdles as board meets, report says  Automotive News Europe

Renault and Fiat Chrysler resolved differences with the French government, preparing the way for Renault's board to approve a framework merger agreement ...

FCA to review guidance on whistleblowing - FT Adviser

Tue, 06/04/2019 - 07:00
FCA to review guidance on whistleblowing  FT Adviser

The financial regulator has confirmed it will review its whistleblowing guidance following a recommendation from the Complaints Commissioner.

MPs to probe FCA work on mortgage prisoners - FT Adviser

Tue, 06/04/2019 - 07:00
MPs to probe FCA work on mortgage prisoners  FT Adviser

A group of MPs is set to scrutinise how decisions made by the Financial Conduct Authority have affected so called mortgage prisoners as part of a new inquiry.

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