Google FCA Authorisation - Broken

FCA bans and fines adviser for faking qualifications - www.professionaladviser.com

Tue, 06/12/2018 - 11:53

www.professionaladviser.com

FCA bans and fines adviser for faking qualifications
www.professionaladviser.com
However, he was only approved to perform the CF30 controlled function at the other authorised firm until January 2013, which meant the above information, including the CV, Cummings sent to the FCA contained "false and misleading statements regarding Mr ...

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Adviser banned over fake CII qualification documents - Citywire.co.uk

Tue, 06/12/2018 - 07:39

Citywire.co.uk

Adviser banned over fake CII qualification documents
Citywire.co.uk
He then sent another email to the FCA stating there were issues with the second SPS on 1 December 2014, while CF30-approved at another authorised firms. During compelled interviews with the regulator, Cummings later admitted the documents were ...

Adviser fined and banned for faking qualifications - www.professionaladviser.com

Tue, 06/12/2018 - 07:00
Adviser fined and banned for faking qualifications  www.professionaladviser.com

One-man band financial adviser Darren Cummings has been banned by the Financial Conduct Authority (FCA) for faking qualification documents.

Adviser fined and banned for faking qualifications - www.professionaladviser.com

Tue, 06/12/2018 - 07:00
Adviser fined and banned for faking qualifications  www.professionaladviser.com

One-man band financial adviser Darren Cummings has been banned by the Financial Conduct Authority (FCA) for faking qualification documents.

Adviser fined and banned for faking qualifications - www.professionaladviser.com

Tue, 06/12/2018 - 07:00
Adviser fined and banned for faking qualifications  www.professionaladviser.com

One-man band financial adviser Darren Cummings has been banned by the Financial Conduct Authority (FCA) for faking qualification documents.

Adviser fined and banned for faking qualifications - www.professionaladviser.com

Tue, 06/12/2018 - 07:00
Adviser fined and banned for faking qualifications  www.professionaladviser.com

One-man band financial adviser Darren Cummings has been banned by the Financial Conduct Authority (FCA) for faking qualification documents.

Adviser fined and banned for faking qualifications - www.professionaladviser.com

Tue, 06/12/2018 - 07:00
Adviser fined and banned for faking qualifications  www.professionaladviser.com

One-man band financial adviser Darren Cummings has been banned by the Financial Conduct Authority (FCA) for faking qualification documents.

PSD2: a revolutionary framework opening up UK payments - Lexology

Mon, 06/11/2018 - 16:42

PSD2: a revolutionary framework opening up UK payments
Lexology
At the time of publication there are 25 FCA registered or authorised providers: 20 registered account information service providers and 5 authorised for both payment services. ... We have supported a number of clients through the authorisation and ...

Rathbone to launch Global Sustainability fund - FT Adviser

Mon, 06/11/2018 - 15:15

FT Adviser

Rathbone to launch Global Sustainability fund
FT Adviser
Rathbone Unit Trust Management will launch a Global Sustainability fund in July, subject to FCA regulatory approval. The investment vehicle's objective will be to provide a total return in excess of the FTSE World index, over a minimum of five years ...
Rathbones to launch multi-cap sustainability fund in Q3Investment Week
Rathbones to launch global sustainability fundInternational Investment

all 4 news articles »

FCA warns against Efforex clone firm - LeapRate

Mon, 06/11/2018 - 13:41

LeapRate

FCA warns against Efforex clone firm
LeapRate
The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Efforex. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or ...

FCA secures increased confiscation order against a convicted fraudster - LeapRate

Mon, 06/11/2018 - 12:21

LeapRate

FCA secures increased confiscation order against a convicted fraudster
LeapRate
The UK Financial Conduct Authority (FCA) has just informed that His Honour Judge Grieve QC sitting at the Central Criminal Court has increased the value of a confiscation order made against Benjamin Wilson, a convicted fraudster, from 1 to 31,905.33 ...

FCA consults on proposals to regulate claims management firms ... - Lexology

Mon, 06/11/2018 - 11:44

FCA consults on proposals to regulate claims management firms ...
Lexology
The Financial Conduct Authority (FCA) has issued a joint consultation paper - Claims management: how we propose to regulate claims management…

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FCA to authorise claims management companies from April 2019 - Credit Strategy

Mon, 06/11/2018 - 09:39

Credit Strategy

FCA to authorise claims management companies from April 2019
Credit Strategy
The Financial Conduct Authority (FCA) has published draft rules outlining how it will regulate claims management companies (CMCs) when regulation passes to the body on April 1 2019. ... Firms will then need to go through the FCA's authorisation process.
FCA consults on proposals to regulate claims management firms Blog FSR and Corporate Crime notesLexology

all 2 news articles »

35 Under 35 2018: 6-10 revealed! - Accountancy Age

Mon, 06/11/2018 - 09:37

Accountancy Age

35 Under 35 2018: 6-10 revealed!
Accountancy Age
Thursfield joined Mazars in 2013 and has gained Personal Finance Society Levels 3, 4 and 6 qualifications ahead of achieving CF30 status in September 2017, making her the first female graduate to become an FCA-authorised Independent Financial ...

Rathbones to launch multi-cap sustainability fund in Q3 - Investment Week

Mon, 06/11/2018 - 09:20

Investment Week

Rathbones to launch multi-cap sustainability fund in Q3
Investment Week
... well-positioned to deliver long-term value creation for investors." Rathbones intends to launch the Rathbone Global Sustainability fund next month subject to FCA regulatory approval. Two share classes will be available at launch with the following ...
Rathbones to launch global sustainability fundInternational Investment

all 3 news articles »

FCA warns against The Haighton Ruth Group clone firm - LeapRate

Fri, 06/08/2018 - 14:04

LeapRate

FCA warns against The Haighton Ruth Group clone firm
LeapRate
The UK Financial Conduct Authority (FCA) has put out details of the cloned firm The Haighton Ruth Group. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm ...

Google News

Photocopy firm under fire for regulator claims - betterRetailing

Fri, 06/08/2018 - 13:34

Photocopy firm under fire for regulator claims
betterRetailing
The firm, which states its hire agreements have been authorised by the Financial Conduct Authority (FCA), is currently in a dispute with several retailers in a 50-strong support group over alleged mis-selling of photocopier services after claims ...

IA warns of 'unintended consequences' of FCA sovereign-run companies listing rules - Investment Week

Fri, 06/08/2018 - 10:25

Investment Week

IA warns of 'unintended consequences' of FCA sovereign-run companies listing rules
Investment Week
A sovereign shareholder would not need shareholder approval for a transaction with the company, under the new rules. However, the FCA said any such transactions will have to be disclosed in a "timely" manner, beyond the expectations of market abuse ...
UK presses ahead with listing reforms in effort to woo Saudi AramcoFinancial Times
Controversial rules for Aramco London listing approvedBBC News
FCA irks investors with looser listing rulesPortfolio Adviser
Reuters
all 28 news articles »

FCA warns against Light Finance clone firm - LeapRate

Fri, 06/08/2018 - 10:22

LeapRate

FCA warns against Light Finance clone firm
LeapRate
The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Light Finance. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are ...

UPDATE 1-Britain's FCA presses ahead with 'Aramco' listing rule - Reuters UK

Fri, 06/08/2018 - 07:55

UPDATE 1-Britain's FCA presses ahead with 'Aramco' listing rule
Reuters UK
The FCA said it had made some changes following feedback, including the requirement that the election of independent directors be subject to approval from independent shareholders. There would also be a requirement for “timely disclosures” on ...

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