Google FCA Authorisation - Broken

FCA bans adviser for faking qualifications - International Investment

Mon, 06/18/2018 - 14:22

International Investment

FCA bans adviser for faking qualifications
International Investment
Cummings was approved as a director at DCC Financial where, as a sole adviser since February 2014, he was licensed to carry out insurance and home finance business in the UK. In a final notice, the FCA said that “Cummings is not a fit and proper person ...

Ernst & Young gives Green Commute Initiative stamp of approval - CyclingIndustry.News

Mon, 06/18/2018 - 11:07

CyclingIndustry.News

Ernst & Young gives Green Commute Initiative stamp of approval
CyclingIndustry.News
When our scheme first launched as the only one offering bikes over £1,000, there was some noise questioning the legitimacy of the scheme and we have sought to disperse this perception with both the FCA authorisation and Ernst and Young review.” ...

FCA warns against Morgan Wealth Advisory firm - LeapRate

Mon, 06/18/2018 - 09:37

LeapRate

FCA warns against Morgan Wealth Advisory firm
LeapRate
UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the company Morgan Wealth Advisory. Morgan Wealth ...

FCA warns against Shore Capital clone firm - LeapRate

Mon, 06/18/2018 - 08:08

LeapRate

FCA warns against Shore Capital clone firm
LeapRate
The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Shore Capital. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are ...

Virgin Money takeover by CBYG to result in 1500 job losses - The Guardian

Mon, 06/18/2018 - 07:23

The Guardian

Virgin Money takeover by CBYG to result in 1500 job losses
The Guardian
Hannah Maundrell, the editor-in-chief of Money.co.uk, said: “The impact that we should be wary of is whether Virgin Money will fall under the same FCA [Financial Conduct Authority] authorised institution as Clydesdale and Yorkshire bank. This would ...

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FCA warns against My Chargeback firm - LeapRate

Fri, 06/15/2018 - 13:31

FCA warns against My Chargeback firm
LeapRate
UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the company My Chargeback. My Chargeback is not ...

FCA sends out fresh 'clone broker' warning - Insurance Times

Fri, 06/15/2018 - 11:47

Insurance Times

FCA sends out fresh 'clone broker' warning
Insurance Times
The Financial Conduct Authority (FCA) has reiterated it's warning of ghost brokers after details of a new clone company emerged. Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine ...
In the news this weekInternational Financial Law Review

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FCA issues clone broker warning - Post Online

Fri, 06/15/2018 - 09:33

FCA issues clone broker warning
Post Online
0 Comments. Fraudsters are using the company name of Car Insurance 4 U to trick unwary members of the public that they are operating as an authorised firm. Car Insurance 4 U is part of Wolverhampton-based Insura. Copyright Infopro Digital Limited 2017.

FCA warns of broker clone - Insurance Age

Fri, 06/15/2018 - 08:50

FCA warns of broker clone
Insurance Age
Fraudsters are using the details of authorised Wolverhampton-based motor broker Car Insurance 4 u, according to a warning from the Financial Conduct Authority (FCA). The regulator said that fraudsters use this tactic to try to convince people that they ...
FCA warns against Car Insurance 4 u clone firmLeapRate

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FCA warns against Sewraj Bayrajee firm - LeapRate

Fri, 06/15/2018 - 08:03

LeapRate

FCA warns against Sewraj Bayrajee firm
LeapRate
UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the company Sewraj Bayrajee. Sewraj Bayrajee is not ...

Regulator under fire for lack of 'urgency' on mortgage prisoners - MoneySavingExpert

Thu, 06/14/2018 - 12:41

MoneySavingExpert

Regulator under fire for lack of 'urgency' on mortgage prisoners
MoneySavingExpert
An interim FCA report published last month warned that 30,000 long-standing mortgage-holders, most of whom took out their deal before the 2008 financial crisis, are unable to switch to a cheaper mortgage despite being up to date with payments. A ...

FCA warns against London Investment Management clone firm - LeapRate

Thu, 06/14/2018 - 10:07

FCA warns against London Investment Management clone firm
LeapRate
The UK Financial Conduct Authority (FCA) has put out details of the cloned firm London Investment Management. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm.

FCA warns against SRS Enterprise Limited firm - LeapRate

Thu, 06/14/2018 - 09:09

FCA warns against SRS Enterprise Limited firm
LeapRate
UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the company SRS Enterprise Limited. SRS Enterprise ...

FCA warns against Euro Global Markets Limited firm - LeapRate

Thu, 06/14/2018 - 07:20

LeapRate

FCA warns against Euro Global Markets Limited firm
LeapRate
The FCA's latest warning is against the company Euro Global Markets Limited. Euro Global Markets Limited is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which require authorisation:.

FCA warns against ADG Placement clone firm - LeapRate

Wed, 06/13/2018 - 14:10

LeapRate

FCA warns against ADG Placement clone firm
LeapRate
The UK Financial Conduct Authority (FCA) has put out details of the cloned firm ADG Placement. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are ...

Rent-to-own group seeks new Perfect Home amid FCA review - Sky News

Wed, 06/13/2018 - 10:05

Sky News

Rent-to-own group seeks new Perfect Home amid FCA review
Sky News
In March, the company, which was authorised by the City watchdog just three months earlier, was ordered to pay £2.1m in redress to 37,000 customers. The FCA demanded the move over a series of failings, including incomplete affordability assessments, ...

Regulator of the Year: Financial Conduct Authority - Risk.net

Tue, 06/12/2018 - 21:07

Regulator of the Year: Financial Conduct Authority
Risk.net
The impact of governance, strategy, systems architecture, risk management and culture on data security will also be reviewed, as the FCA looks to get a tighter grip on the rapidly changing risks facing the financial sector. ... keeping a close watch on ...

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FCA's Aramco rule change is nothing new for UK - GlobalCapital

Tue, 06/12/2018 - 17:41

GlobalCapital

FCA's Aramco rule change is nothing new for UK
GlobalCapital
They will most notably be exempt from the requirement to gain shareholder approval for related party transactions between the company and the government, although they must disclose them in a “timely” fashion as soon as they are completed. According to ...
FCA Rolls Out the Red Carpet for Sovereign Controlled CompaniesLexology

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FCA Rolls Out the Red Carpet for Sovereign Controlled Companies ... - Lexology

Tue, 06/12/2018 - 17:02

GlobalCapital

FCA Rolls Out the Red Carpet for Sovereign Controlled Companies ...
Lexology
The FCA has created a new category for sovereign controlled companies who will be eligible for premium listing if they comply with the requirements…
FCA's Aramco rule change is nothing new for UK | GlobalCapitalGlobalCapital

all 2 news articles »

UK: The Regulatory Response To Authorised Push Payment Fraud: An Update - Mondaq News Alerts

Tue, 06/12/2018 - 13:57

UK: The Regulatory Response To Authorised Push Payment Fraud: An Update
Mondaq News Alerts
submitted a so-called "super-complaint" to the Payment Systems Regulator, a statutory body, under the control of the FCA, responsible for regulating UK payment services, (the PSR) regarding APP. This has resulted in a variety of initiatives on the part ...

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