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Court criticises FCA investigation into interest rate rigging - Consumer and Society

Mon, 06/25/2018 - 09:26

Consumer and Society

Court criticises FCA investigation into interest rate rigging
Consumer and Society
UBS has recently been under investigation by the regulator, the Financial Conduct Authority (FCA) over allegations of “widespread” interest rate rigging. The FCA failed to pursue senior bankers over the rigging of the libor rate, which is used to price ...

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FCA warns against Arden & Partners clone firm - LeapRate

Sun, 06/24/2018 - 13:41

FCA warns against Arden & Partners clone firm
LeapRate
The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Arden & Partners. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are ...

The curious case of an 18-year-old unregulated £500m DFM - Citywire.co.uk

Sat, 06/23/2018 - 15:02

Citywire.co.uk

The curious case of an 18-year-old unregulated £500m DFM
Citywire.co.uk
The firm's compliance officer, Josh Atkins, told Wealth Manager: 'The FCA have not given us authorisation and we are currently in conversation with them regarding the activities of Fieldbase Wealth, until this conversation progresses further we ...

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FCA warns against Wallace Braxton Credit Union Limited clone firm - LeapRate

Fri, 06/22/2018 - 13:43

FCA warns against Wallace Braxton Credit Union Limited clone firm
LeapRate
The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Wallace Braxton Credit Union Limited. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm.

Coventry BS hires non-executive director from FCA - Mortgage Strategy

Fri, 06/22/2018 - 13:41

Mortgage Strategy

Coventry BS hires non-executive director from FCA
Mortgage Strategy
Coventry Building Society has appointed a Financial Conduct Authority committee member to its board, as a non-executive director. Iraj Amiri is currently a member of the FCA's Regulatory Decisions Committee. Amiri is a chartered accountant and has ...
Coventry hires non-executive director from the FCAMortgage Introducer
FCA's Amiri to join Coventry Building Society BoardFinancial Reporter

all 4 news articles »

Coventry hires non-executive director from the FCA - Mortgage Introducer

Fri, 06/22/2018 - 13:07

Mortgage Introducer

Coventry hires non-executive director from the FCA
Mortgage Introducer
Coventry Building Society has hired Iraj Amiri – a member of the Financial Conduct Authority's Regulatory Decisions Committee – as a non-executive director subject to regulatory approval. He is a chartered accountant who spent much of his career at ...
Coventry BS hires non-executive director from FCAMortgage Strategy
FCA's Amiri to join Coventry Building Society BoardFinancial Reporter

all 3 news articles »

FCA's Amiri to join Coventry Building Society Board - Financial Reporter

Fri, 06/22/2018 - 12:28

Financial Reporter

FCA's Amiri to join Coventry Building Society Board
Financial Reporter
Coventry Building Society has announced that Iraj Amiri – currently a member of the Regulatory Decisions Committee at the Financial Conduct Authority – will join the Board as a Non-Executive Director, subject to regulatory approval. A chartered ...

FCA warns against Alpha Algorithms T/A Fomax Capital Ltd - LeapRate

Fri, 06/22/2018 - 08:03

LeapRate

FCA warns against Alpha Algorithms T/A Fomax Capital Ltd
LeapRate
The FCA's latest warning is against the company Alpha Algorithms T/A Fomax Capital Ltd. Alpha Algorithms is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which require authorisation:.

Can networks keep hold of the DB transfer chain? - Money Marketing

Fri, 06/22/2018 - 07:30

Money Marketing

Can networks keep hold of the DB transfer chain?
Money Marketing
Tenet says it may be possible for directly authorised firms to find a way of working that satisfies the FCA's expectations in this regard but they are potentially exposing themselves, as a DB transfer adviser, to the risk of claims should an external ...

FCA warns against CT-Trade clone firm - LeapRate

Fri, 06/22/2018 - 06:41

LeapRate

FCA warns against CT-Trade clone firm
LeapRate
The UK Financial Conduct Authority (FCA) has put out details of the cloned firm CT-Trade. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or ...

FCA warns against Cryptorobot365 firm - LeapRate

Thu, 06/21/2018 - 14:01

LeapRate

FCA warns against Cryptorobot365 firm
LeapRate
... provider targeting UK consumers. The FCA's latest warning is against the company Cryptorobot365. Cryptorobot365 is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated activities which require ...

FCA warns against PGM Patrimoine clone firm - LeapRate

Thu, 06/21/2018 - 11:41

LeapRate

FCA warns against PGM Patrimoine clone firm
LeapRate
The UK Financial Conduct Authority (FCA) has put out details of the cloned firm PGM Patrimoine. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are ...

FCA criticised by court for failing to sanction top UBS bankers over interest rate rigging - The Independent

Thu, 06/21/2018 - 10:14

The Independent

FCA criticised by court for failing to sanction top UBS bankers over interest rate rigging
The Independent
Mr Hussein, who resigned from UBS in 2009, said in a statement: “The FCA wanted to impose an enormous financial penalty on me, which would have put me under dire financial pressure and most likely resulted in my young family losing their home,” he said ...
London court chides FCA as it rejects former UBS…Brinkwire (press release)

all 14 news articles »

FCA warns against Tradex1 firm - LeapRate

Thu, 06/21/2018 - 08:59

FCA warns against Tradex1 firm
LeapRate
UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the company Tradex1. Tradex1 is not authorised by the ...

FCA warns against Capstan Properties NHS Care Home Property Bond clone firm - LeapRate

Thu, 06/21/2018 - 07:36

LeapRate

FCA warns against Capstan Properties NHS Care Home Property Bond clone firm
LeapRate
The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Capstan Properties NHS Care Home Property Bond. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, ...

Prem Sikka: A people-centred approach to bank branch closure is needed - HeraldScotland

Thu, 06/21/2018 - 04:12

HeraldScotland

Prem Sikka: A people-centred approach to bank branch closure is needed
HeraldScotland
4 The FCA must ensure that the closure of the branch does not degrade the local financial infrastructure as that would conflict with the statutory aims and objectives assigned to the FCA. 5 The FCA's approval should be needed for any branch closure as ...

London court chides FCA as it rejects former UBS trader's appeal - Business Insider

Wed, 06/20/2018 - 18:17

Business Insider

London court chides FCA as it rejects former UBS trader's appeal
Business Insider
LONDON (Reuters) - A London court on Wednesday described as "troubling" a case brought by the Financial Conduct Authority (FCA) against a former junior UBS trader for alleged Libor interest rate rigging. The Upper Tribunal, a court that hears ... "The ...
Tribunal raps FCA's 'troubling' conduct towards former UBS trader banned for Libor riggingCity A.M.

all 19 news articles »

Tribunal raps FCA's 'troubling' conduct towards former UBS trader banned for Libor rigging - City A.M.

Wed, 06/20/2018 - 16:12

City A.M.

Tribunal raps FCA's 'troubling' conduct towards former UBS trader banned for Libor rigging
City A.M.
The extent of the evidence, the responsibilities of the individual, where they were based, the action of other agencies and whether they were FCA approved persons were all factors in the nature and timing of any action taken." UBS declined to comment.
Ex-UBS Trader Loses Ban Appeal, Judges Call Case a 'Tragedy'Bloomberg
Ex-UBS Trader Loses Appeal as Judges Call Case a `Tragedy'swissinfo.ch

all 8 news articles »

FCA warns against FTO Capital/Financial Trading Online firm - LeapRate

Wed, 06/20/2018 - 14:07

LeapRate

FCA warns against FTO Capital/Financial Trading Online firm
LeapRate
UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA's latest warning is against the company FTO Capital/Financial Trading Online.
FCA Turns Eye to Cryptocurrency Brokers, Warns Against Cryptorobot365Finance Magnates

all 28 news articles »

FCA to review authorisation information causing confusion - Money Marketing

Wed, 06/20/2018 - 11:17

Money Marketing

FCA to review authorisation information causing confusion
Money Marketing
In the Complaints Commissioner report the complainant, who was previously approved as a CF30 at another company and had assisted the FCA with an investigation into conduct at that firm, was later not cleared when reapplying for authorisation after ...

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