Google FCA Authorisation - Broken

FCA confirms senior managers regime rules to be begin December 2019 - www.professionaladviser.com

Wed, 07/04/2018 - 07:00
FCA confirms senior managers regime rules to be begin December 2019  www.professionaladviser.com

The regulation, which aims to "reduce harm to consumers" by making senior people in firms more responsible and accountable for their actions, was first rolled ...

FCA confirms senior managers regime rules to be begin December 2019 - www.professionaladviser.com

Wed, 07/04/2018 - 07:00
FCA confirms senior managers regime rules to be begin December 2019  www.professionaladviser.com

The regulation, which aims to "reduce harm to consumers" by making senior people in firms more responsible and accountable for their actions, was first rolled ...

FCA warns of fraudulent Alliance Trust Savings clone - Money Marketing

Tue, 07/03/2018 - 14:03

Money Marketing

FCA warns of fraudulent Alliance Trust Savings clone
Money Marketing
The FCA is warning investors about a scam firm pretending to be platform Alliance Trust Savings. The clone firm has been operating under the name Alliance Trust and is using the same address as the authorised firm. According to the FCA, it has been ...

Advisers' regulatory levies to rise 4% - Money Marketing - Money Marketing

Tue, 07/03/2018 - 13:48

Money Marketing

Advisers' regulatory levies to rise 4% - Money Marketing
Money Marketing
Advisers' regulatory levies will increase by just over 4 per cent in 2018/19, the FCA has confirmed. The regulator has announced its final fees statement today ...

and more »

Standard Life's 1825 road tests robo in FCA sandbox - Citywire.co.uk

Tue, 07/03/2018 - 13:42

Citywire.co.uk

Standard Life's 1825 road tests robo in FCA sandbox
Citywire.co.uk
Standard Life's financial planning arm 1825's proposed robo-adviser for retirement options has been added to the Financial Conduct Authority's (FCAs) sandbox. 1825 is among the latest major firms to dry run a proposition in the FCA's regulatory testbed ...
FCA approves two new mortgage firms for regulatory sandbox ...Mortgage Strategy
Digital mortgage firms head into FCA's regulatory testing sandboxMortgage Solutions
FCA Approves Blockchain, Crypto Firms for 4th Cohort of Regulatory SandboxFinance Magnates

all 16 news articles »

Regulator warns on European banks' reliance on cloud computing - Financial Times

Tue, 07/03/2018 - 13:01

Regulator warns on European banks' reliance on cloud computing
Financial Times
Separately, the FCA announced on Tuesday that 29 fintech companies had successfully gained access to a programme that allows companies to test new products with temporary FCA authorisation. Of these, 40 per cent are using DLT, the FCA said. The FCA ...

and more »

Taking the plunge into direct authorisation - Money Marketing

Tue, 07/03/2018 - 12:59

Money Marketing

Taking the plunge into direct authorisation
Money Marketing
Once the decision was made, it took four months from the submission of the application to the FCA saying yes. “Other firms may have everything in place and be frustrated by a four-month wait but I was still trying to run a relatively new business and ...

SRA's approach to meeting new European Insurance Distribution Directive approved - PoliticsHome.com

Tue, 07/03/2018 - 10:21

SRA's approach to meeting new European Insurance Distribution Directive approved
PoliticsHome.com
The changes have now been approved by the FCA and the LSB and published on the SRA website. Guidance on the new directive, which comes into effect from 1 October, will also be made available. Paul Philip, SRA Chief Executive, said: “Our changes ...

and more »

Tim Philip sets out future plans after leaving PIB - Insurance Times

Tue, 07/03/2018 - 09:46

Insurance Times

Tim Philip sets out future plans after leaving PIB
Insurance Times
Since then, he saw the company progress from the small company, which wasn't FCA approved, and a head count of around 20, to a company with over 1100 staff and around 35 offices in the UK and Guernsey. Philip said: “I joined short term as a consultant ...

Taking the plunge into direct authorisation - Money Marketing

Tue, 07/03/2018 - 07:00
Taking the plunge into direct authorisation  Money Marketing

Becoming directly authorised with the FCA is a major decision for advice firms. Here, three advisers share their experiences and top tips.

Taking the plunge into direct authorisation - Money Marketing

Tue, 07/03/2018 - 07:00
Taking the plunge into direct authorisation  Money Marketing

Becoming directly authorised with the FCA is a major decision for advice firms. Here, three advisers share their experiences and top tips.

Taking the plunge into direct authorisation - Money Marketing

Tue, 07/03/2018 - 07:00
Taking the plunge into direct authorisation  Money Marketing

Becoming directly authorised with the FCA is a major decision for advice firms. Here, three advisers share their experiences and top tips.

Taking the plunge into direct authorisation - Money Marketing

Tue, 07/03/2018 - 07:00
Taking the plunge into direct authorisation  Money Marketing

Becoming directly authorised with the FCA is a major decision for advice firms. Here, three advisers share their experiences and top tips.

Taking the plunge into direct authorisation - Money Marketing

Tue, 07/03/2018 - 07:00
Taking the plunge into direct authorisation  Money Marketing

Becoming directly authorised with the FCA is a major decision for advice firms. Here, three advisers share their experiences and top tips.

Taking the plunge into direct authorisation - Money Marketing

Tue, 07/03/2018 - 07:00
Taking the plunge into direct authorisation  Money Marketing

Becoming directly authorised with the FCA is a major decision for advice firms. Here, three advisers share their experiences and top tips.

Taking the plunge into direct authorisation - Money Marketing

Tue, 07/03/2018 - 07:00
Taking the plunge into direct authorisation  Money Marketing

Becoming directly authorised with the FCA is a major decision for advice firms. Here, three advisers share their experiences and top tips.

Taking the plunge into direct authorisation - Money Marketing

Tue, 07/03/2018 - 07:00
Taking the plunge into direct authorisation  Money Marketing

Becoming directly authorised with the FCA is a major decision for advice firms. Here, three advisers share their experiences and top tips.

Taking the plunge into direct authorisation - Money Marketing

Tue, 07/03/2018 - 07:00
Taking the plunge into direct authorisation  Money Marketing

Becoming directly authorised with the FCA is a major decision for advice firms. Here, three advisers share their experiences and top tips.

Taking the plunge into direct authorisation - Money Marketing

Tue, 07/03/2018 - 07:00
Taking the plunge into direct authorisation  Money Marketing

Becoming directly authorised with the FCA is a major decision for advice firms. Here, three advisers share their experiences and top tips.

Taking the plunge into direct authorisation - Money Marketing

Tue, 07/03/2018 - 07:00
Taking the plunge into direct authorisation  Money Marketing

Becoming directly authorised with the FCA is a major decision for advice firms. Here, three advisers share their experiences and top tips.

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