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FCA approves Trax MiFID II APA | Institutional Asset Manager - Institutional Asset Manager (press release) (registration) (blog)

Tue, 08/29/2017 - 09:11

Institutional Asset Manager (press release) (registration) (blog)

FCA approves Trax MiFID II APA | Institutional Asset Manager
Institutional Asset Manager (press release) (registration) (blog)
Trax, a provider of regulatory reporting, trade matching and capital market data services, has secured approval from UK Financial Conduct Authority as an ...
Asset Servicing Times | London Stock Exchange and NEX among ...Asset Servicing Times

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Categories: Alt Fi

Weak sterling lifts Bunzl, FCA investigating Mitie Group | Digitallook ... - DIGITALLOOK

Tue, 08/29/2017 - 06:34

Weak sterling lifts Bunzl, FCA investigating Mitie Group | Digitallook ...
DIGITALLOOK
The FTSE 100 is expected to open 39 points lower on Tuesday, having closed down 0.08% at 7,401.46 on Friday before the long bank holiday weekend.

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FCA pleased with review of consumer credit industry - Business MattersBusiness Matters

Sun, 08/27/2017 - 20:52

Business MattersBusiness Matters

FCA pleased with review of consumer credit industry
Business MattersBusiness Matters
For those brokers or lenders offering short term and high cost credit products, they are required to go through a rigorous application process to become FCA authorised – which has resulted in hundreds of irresponsible or unfit companies to leave the ...

FCA grants APA status to firms ahead of MiFID II - The TRADE News

Sun, 08/27/2017 - 09:33

FCA grants APA status to firms ahead of MiFID II
The TRADE News
... granted authorisation to operate as approved publication arrangements (APAs) for reporting under MiFID II. Tradeweb, MarketAxess' Trax, NEX Regulatory Reporting, Bloomberg and the London Stock Exchange's TRADEcho all received approval from the ...

Google News

RBS mistreated clients, leaked FCA report reveals - The Guardian

Fri, 08/25/2017 - 20:27

The Guardian

RBS mistreated clients, leaked FCA report reveals
The Guardian
It said it had taken appropriate FCA-approved measures to rectify the failings including a new complaints procedure and the automatic refund of complex fees paid by customers. RBS sources said the FCA had already made clear that in a “significant ...

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Categories: Alt Fi

Gov't must dish detail on pension fraud clampdown - Citywire.co.uk

Fri, 08/25/2017 - 14:00

Citywire.co.uk

Gov't must dish detail on pension fraud clampdown
Citywire.co.uk
Some transfers to small self-administered schemes (SSASs) are therefore likely to be affected, as these schemes are not regulated by the FCA and are very unlikely to be authorised master trusts. The requirement for an active employment link will ...
For your diary: The key dates for pensions this autumnwww.professionalpensions.com

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Cabot Credit Management acquires debt collector Westcot - Kent Online

Fri, 08/25/2017 - 13:33

Kent Online

Cabot Credit Management acquires debt collector Westcot
Kent Online
A credit management firm has bought a debt collection agency in a deal which will help boost its annual income by £200 million.
Hull debt collection agency acquired | Insider Media LtdInsider Media

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FCA gives green light to two Mifid II services - Citywire.co.uk

Fri, 08/25/2017 - 09:40

Finance Magnates

FCA gives green light to two Mifid II services
Citywire.co.uk
... have received approval from the Financial Conduct Authority (FCA) as an Approved Publication Arrangement (APA) under Mifid II. From 3 January onwards, Mifid II requires third parties publishing data to be authorised as APAs. This APA authorisation ...
NEX Regulatory Reporting Garners FCA Approval as APA Ahead of MiFID IIFinance Magnates
FCA grants trade reporting status to firms ahead of MiFID IIGlobalCustodian.com (subscription)

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Mifid II solution receives FCA approval - Citywire.co.uk

Fri, 08/25/2017 - 09:20

Finance Magnates

Mifid II solution receives FCA approval
Citywire.co.uk
Abide Financial, a Nex Group business which provides regulatory reporting services, has received approval from the Financial Conduct Authority (FCA) as an Approved Publication Arrangement (APA) under Mifid II. Nex Regulatory Reporting had provided ...
Bloomberg granted FCA approval for MiFID II reporting productFinextra
FCA Grants APA Approval for Bloomberg's MiFID II SolutionsFinance Magnates
FCA grants trade reporting status to firms ahead of MiFID IIGlobalCustodian.com (subscription)
Bobsguide (press release) -Securities Lending Times
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Categories: Alt Fi

Bloomberg granted FCA approval for MiFID II reporting product - Finextra

Fri, 08/25/2017 - 08:22

Bloomberg granted FCA approval for MiFID II reporting product
Finextra
Alejandro Perez, Global Head of Post-Trade Solutions at Bloomberg, added: “We are pleased to receive authorisation from the FCA. We have already begun testing our end-to-end workflow with the APA. With this approval we are ready to help clients satisfy ...

Categories: Alt Fi

Hull debt collection agency acquired | Insider Media Ltd - Insider Media

Fri, 08/25/2017 - 07:20

Insider Media

Hull debt collection agency acquired | Insider Media Ltd
Insider Media
A Hull-headquartered debt collection agency has been acquired by credit management services provider Cabot Credit Management.

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Senior Managers regime will affect 72000 executives - Mortgage Solutions (registration) (blog)

Thu, 08/24/2017 - 16:08

Mortgage Solutions (registration) (blog)

Senior Managers regime will affect 72000 executives
Mortgage Solutions (registration) (blog)
The FCA issued the proposals at the end of July and according to research from law firm Cleveland & Co, the number of managers that can be held personally responsible for misconduct will increase from 3,000 in 2016 to 72,000 in 2018. ... the SM and CR ...

Tradeweb APA authorised for MiFID II trade reporting - Finextra

Thu, 08/24/2017 - 14:37

Nasdaq

Tradeweb APA authorised for MiFID II trade reporting
Finextra
“We are pleased that our application to the FCA for APA status has been successful. Our APA service has already received support from a significant number of leading financial institutions. More recently, buy-side firms have shown particular interest ...
Trax MiFID II APA Approved by Financial Conduct AuthorityNasdaq
London Stock Exchange Approved As An APA For MiFID II ReportingExchange News Direct
FCA Grants First Raft of APA Approvals for MiFID II Reportingwww.waterstechnology.com

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Trax MiFID II APA Approved by Financial Conduct Authority - Nasdaq

Thu, 08/24/2017 - 14:28

Nasdaq

Trax MiFID II APA Approved by Financial Conduct Authority
Nasdaq
LONDON, Aug. 24, 2017 (GLOBE NEWSWIRE) -- Trax®, a leading provider of regulatory reporting, trade matching and capital market data services, is among the first to be approved by the UK Financial Conduct Authority as an Approved Publication Arrangement ...
London Stock Exchange Approved As An APA For MiFID II ReportingExchange News Direct
Tradeweb APA authorised for MiFID II trade reportingFinextra

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FCA: 72000 managers will be held accountable under new rules - Citywire.co.uk

Thu, 08/24/2017 - 12:37

Citywire.co.uk

FCA: 72000 managers will be held accountable under new rules
Citywire.co.uk
Whereas previously the SMCR, which is used to increase accountability across financial services staff, covered only banks, building societies, credit unions and PRA-designated investment firms, it will apply to all senior staff at FCA-authorised ...
FCA rule change puts 20 times more managers on the hook ...FT Adviser

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FCA: 72000 managers will be held accountable under new rules - Citywire.co.uk

Thu, 08/24/2017 - 12:37

FT Adviser

FCA: 72000 managers will be held accountable under new rules
Citywire.co.uk
Whereas previously the SMCR, which is used to increase accountability across financial services staff, covered only banks, building societies, credit unions and PRA-designated investment firms, it will apply to all senior staff at FCA-authorised ...
FCA rule change puts 20 times more managers on the hookFT Adviser

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FCA rule change puts 20 times more managers on the hook ... - FT Adviser

Thu, 08/24/2017 - 10:52

FT Adviser

FCA rule change puts 20 times more managers on the hook ...
FT Adviser
The number of managers who can be held personally responsible for misconduct will reach 72 000 after the extension of the senior managers regime according ...
FCA expects 20x rise in number of managers liable for misconduct ...Citywire.co.uk

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FCA expects 20x rise in number of managers liable for misconduct - Citywire.co.uk

Thu, 08/24/2017 - 10:09

FT Adviser

FCA expects 20x rise in number of managers liable for misconduct
Citywire.co.uk
Whereas previously the SMCR, which is used to increase accountability across financial services staff, covered only banks, building societies, credit unions and PRA-designated investment firms, it will apply to all senior staff at FCA-authorised ...
FCA rule change puts 20 times more managers on the hookFT Adviser

all 3 news articles »

FairFX Shareholders To Vote On CardOne Deal Following UK FCA ... - London South East (registration) (blog)

Thu, 08/24/2017 - 09:36

FinanceFeeds

FairFX Shareholders To Vote On CardOne Deal Following UK FCA ...
London South East (registration) (blog)
LONDON (Alliance News) - FairFX Group PLC said the UK Financial Conduct Authority has approved the company's acquisition of banking firm CardOne, ...
FCA approves FairFX's acquisition of CardOne - FinanceFeedsFinanceFeeds (blog)

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Hargreaves hits back at FCA's 'best buy' criticism - Citywire.co.uk

Thu, 08/24/2017 - 06:58

Citywire.co.uk

Hargreaves hits back at FCA's 'best buy' criticism
Citywire.co.uk
In a riposte to the FCA, which has said funds on 'best buy' lists tend not to beat the stock markets in which they invest, the UK's largest fund supermarket claims its recommendations have returned 6.5% more than their benchmarks and 13.5% more than ...

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